If a Sponsor of a section 510(k) Notification receives a Not Substantially Equivalent (NSE) determination from the FDA, then in order to appropriately know the path forward, it is vital to understand the agency's motives for making the NSE decision. Specifically, by statute, FDA will generally issue an NSE decision for two reasons:
1. There is an unprecedented attribute(s) associated with the subject device.
Examples include, but may not be limited to, things like a new intended use, absence of a suitable predicate device, or technological characteristics that raise new or different questions of safety or effectiveness with respect to the predicate device. In this kind of scenario, FDA is generally required to automatically classify the subject device into Class III, consequently requiring either a Premarket Approval Application (PMA) or a section 513(f)(2) de novo classification in order to achieve legal marketing authorization. If FDA believes the de novo route may be a viable option, then FDA will generally provide a corresponding hint in the NSE letter.
2. The Sponsor simply did not provide sufficient information/evidence to demonstrate substantial equivalence compared to the predicate device.
In this scenario (notwithstanding an appeal campaign), the NSE decision essentially terminates the corresponding 510(k) Notification, consequently requiring submission of a new 510(k) in order for FDA and the Sponsor to continue pursuit of the substantial equivalence determination for the subject device.
Hope this helps,
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Kevin Randall, ASQ CQA, RAC (U.S., Europe, Canada)
Principal Consultant
ComplianceAcuity, Inc.
Ridgway, CO
United States
www.complianceacuity.com© Copyright 2020 by ComplianceAcuity, Inc. All rights reserved.
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Original Message:
Sent: 22-Nov-2020 00:39
From: Anonymous Member
Subject: Suggestion requested:Steps after 510k NSE decision
This message was posted by a user wishing to remain anonymous
Has anyone had clarification call with FDA after a NSE decision? Any recommendation on how to proceed ahead with it? Also any recommendation on Substantive summary report? What is general view on requesting for it? What is the proposed next step with new regulatory submission preparation?