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  • 1.  Catch Up 510(k)

    This message was posted by a user wishing to remain anonymous
    Posted 01-Feb-2024 09:03
    This message was posted by a user wishing to remain anonymous

    Hello,

    I am curious if anyone has experience with or heard of a catch up 510(k) being rejected?  Is anyone aware of this happening?  If so, what were the ramifications for currently marketed product?

    Thank you all!



  • 2.  RE: Catch Up 510(k)

    Posted 01-Feb-2024 11:55

    I have had clients approach me during and after an existing 510(k) notification was in jeopardy.  Sometimes the issue can be salvaged in that 510(k), sometimes not, and sometimes never.  To give definitive advice, we would need to know more details about the subject device indications and technological characteristics and the specific facts surrounding the 510(k) "being rejected" [that's not an actual status given to 510(k)s by FDA] and about the full context/purpose/scope of the 510(k) with respect to currently marketed product.  In the meantime, here are a few thoughts.

    If the "catch-up" 510(k) was unsuccessful, the particular details of the case need to be known in order to understand the specific ramifications.  But ultimately, if the marketed product in its current embodiment is not the subject a valid corresponding 510(k) clearance (or other legally marketed status/route), then that product is considered to be "misbranded" (a statutory type of illegality).  FDA might give some grace for that situation depending on the scenario.  Yet, if your catch-up 510(k) effort failed and if FDA knows you have marketed, or are currently marketing, the misbranded device version, then such grace will likely run out soon.  FDA's reaction to continued marketing could easily be an escalated compliance gesture like requiring a recall or issuing a Warning Letter, or both, or more.  You need to be leaning on a solid and proper risk analysis and expert assistance (if not already deployed) to properly understand and manage the potential ramifications.



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    Kevin Randall, ASQ CQA, RAC (U.S., Europe, Canada)
    Principal Consultant
    Ridgway, CO
    United States
    © Copyright by ComplianceAcuity, Inc. All rights reserved.
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  • 3.  RE: Catch Up 510(k)

    Posted 02-Feb-2024 01:56
    A catch-up 510(k) is lingo that is used to say "Oh, we've made too many changes and it looks like a different device, we better submit describing the changes - we are setting a new baseline". Now, the question that needs to be asked, do the cumulative changes affect the safety and effectiveness of the device? A recommendation is to create an equivalence table between what was submitted and the current state. 

     Without knowing the full detail - If they do, then be prepared to stop shipping, recall the product, submit a 510(k) with the narrative describing the changes. This would be a 510(k) for a device under a recall. 

    However,  look at the changes individually and look at the changes cumulatively, and identify which one may have pushed it over the limit. Review all change orders and ensure each of them has a regulatory assessment with the proper decision tree and supporting justification for why no filing was required. If you don't have them documented, then a recommendation is to get a cross functional team in a conference room and evaluate the changes and write a retrospective assessment for each one, and do one very large one. There could have been a small series of changes not having impact on the device's clearance, and you can identify which serial numbers/lot numbers that were okay, and then find out where the trigger occured.  





  • 4.  RE: Catch Up 510(k)

    Posted 02-Feb-2024 04:26

    Hello Anon,

    There would need to be further information provided why the 510(k) submitted is in 'jeopardy' to understand the situation better in order to comment.  There can be ramifications on the current product in the market, but really depends what type of product, the situation of the submission, what the "catch-up" was being done, and impact on safety or efficacy (performance) of the devices still on the market. 



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    Richard Vincins ASQ-CQA, MTOPRA, RAC
    Principal Consultant
    Oriel STAT A MATRIX - ENTERPRISE
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