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  • 1.  Reporting serious incidents/adverse events that occurred in a third country

    Posted 08-Nov-2023 20:08

    Hello, all you smart people--

    I have a few questions about third country vigilance/reporting requirements:

    1. Europe: Based on the EU MDR, manufacturers are required to report to the relevant EU competent authority any field safety corrective action undertaken in a third country that involves a device that is also made available on the EU market (Article 87(1)(b)). However, based on the lack of mention of a "third country" in Article 87(1)(a), it seems like a serious incident that occurs outside of the EU would not need to be reported to the competent authority. Do you agree that a serious incident only needs to be reported to the EU competent authority if it occurred in an EU Member State?
    2. United States: Based on the US FDA guidance "Medical Device Reporting for Manufacturers" (Section 4.11), it appears that if a manufacturer is based in the US and a reportable adverse event occurs in a non-US jurisdiction, the manufacturer is still expected to submit a Medical Device Report to US FDA. Do you agree that US manufacturers are required to submit a Medical Device Report to US FDA for any event that meets US reporting requirements, whether the event occurred within the US or outside of it?
    3. In your experience, do most regulators want to know about all reportable incidents/adverse events regardless of where the incident/event occurred? Or do they only want to know about incidents/events that occurred in their jurisdiction?

    Thanks in advance!



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    Caitlin Devereaux
    Regulatory Specialist
    Woodinville WA
    United States
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  • 2.  RE: Reporting serious incidents/adverse events that occurred in a third country

    Posted 08-Nov-2023 21:41

    Hi Caitlin,

    I agree with your assessment #1 regarding Europe's Union.

    I agree, and the FDA absolutely unequivocally agrees, with your assessment #2 regarding the U.S. FDA.  But I would clarify that this FDA requirement is in regards to a manufacturer's device that is legally marketed (i.e., cleared/approved for marketing) in FDA's jurisdiction.  If the device is not legally marketed in the FDA's jurisdiction, then a foreign adverse event need not be reported to the FDA.

    My experience is that most regulators' requirements are more like Europe's than FDA's.



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    Kevin Randall, ASQ CQA, RAC (Europe, U.S., Canada)
    Principal Consultant
    Ridgway, CO
    United States
    © Copyright 2023 by ComplianceAcuity, Inc. All rights reserved.
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  • 3.  RE: Reporting serious incidents/adverse events that occurred in a third country

    Posted 09-Nov-2023 04:22

    Hello Caitlin,

    For the first question, serious incidents only need to be reported in the country in which it occurs.  At some point, the EUDAMED will be functional so regardless of which country in Europe the incident occurs, the information would be entered into EUDAMED.  Currently, this would be reported to each individual Competent Authority.  If the incident occurs outside European Union, then reporting is not required.  Also note, the FSCA would be required if a "corrective action" were taken for a device placed on the market in the European Union, meaning a recall would be performed in another country with the same product sold in European Union, even if not affected.

    The FDA does indeed want adverse events reported wherever the incident occurs, but the product would need to be legally marketed in the United States.  They do like to see the safety profile of a product sold in the United States for any occurrence in other countries around the world.  As an example, a company may have an issue in one country due to different factors like the patient population or surgical practice which may not affect U.S. healthcare professionals or users, but may be important at some point.

    Other Regulators around the world vary, some are like U.S., some are like European Union.  You would have to see each country requirements, but generally I would say it is a mix, though I would error on the side regulators are similar to U.S. wanting to know what is happening with a product around the world which is sold in their country (impact to patient safety which is their remit).



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    Richard Vincins ASQ-CQA, MTOPRA, RAC
    Vice President Global Regulatory Affairs
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  • 4.  RE: Reporting serious incidents/adverse events that occurred in a third country

    Posted 09-Nov-2023 05:09

    Hello Caitlin,

    While I agree about the serious incidents not need to be reported and I think you need to do an analysis and see if this incident affects patient safety. If it affects patient safety I think you may need report it to EU if you have patients using the device there.

    Have a great day.

    Olga



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    Olga Peycheva
    Regulatory and Study Start Up Specialist
    Solutions OP Ltd
    https://solutionsop.co.uk/
    United Kingdom
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  • 5.  RE: Reporting serious incidents/adverse events that occurred in a third country

    Posted 09-Nov-2023 11:16

    Thanks so much, everyone. These are very helpful responses!



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    Caitlin Devereaux
    Regulatory Specialist
    Woodinville WA
    United States
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  • 6.  RE: Reporting serious incidents/adverse events that occurred in a third country

    Posted 09-Nov-2023 14:30

    Hi Caitlin,

     

    Keeping up with the global requirements for medical event reporting is definitely challenging.  In answer to your question:

    1. Currently the EU competent authorities do not require that reportable incidents occurring outside of their country be reported (even if its in another EU member state). 
    2. The US DOES expect submission of MDR reportable events that occur outside of the US if the suspect device (or a similar device) is marketed in the US.  Guidance on what constitutes a "similar device" was provided in FDA's Medical Device Reporting for Manufacturers published in 2016.
    3. There are other countries that also require notification of foreign adverse events under certain circumstances, for example, Brazil, South Korea, China, Malaysia to name a few.

     

    Best,

    Brenda

     

     

     

     

     

     






  • 7.  RE: Reporting serious incidents/adverse events that occurred in a third country

    Posted 09-Nov-2023 17:50

    # 2 I agree and # 1 the reporting of incidents in 3rd countries only applied for field safety actions such as a recall.



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    Armin Beck
    CEO
    SunTrixConsulting LLC
    El Dorado Hills, CA
    1-925-212-7683
    armin.beck@suntrixmedical.com
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