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Skills needed by regulatory professionals

  • 1.  Skills needed by regulatory professionals

    Posted 17-Jan-2023 11:18

    The courses in the RAPS Certificate in Effective Communications provide tips and techniques to improve RA professionals' soft skills.

    I’m working with RAPS on these courses, and we want to make sure we’re providing the most relevant information.  It would be great if you would help us by letting us know what topics you believe should be included.



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    Nancy Singer JD, FRAPS, RAC
    President, Compliance-Alliance
    Newport Coast CA
    United States
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  • 2.  RE: Skills needed by regulatory professionals

    Posted 17-Jan-2023 14:48
    Edited by Ed Panek 17-Jan-2023 14:51

    We need to effectively get in front of technology before we are called into a meeting to hear a product pitch about it.

    As I work through several AI topics in med devices and train neural networks, it's important to clarify the message about AI. While AI has great potential, there is also the concern of bias in the data. Compute Bias --> Human Bias --> Systemic Bias. There is a joke that we need to create an AI to assist us in developing AI tech. 

    Its probably good for readers to learn about how NNs learn. How does AI get "stuck" in local maxima/minima and how can we know it's not stuck there? What does raising or lowering the learning rate do? What do Accuracy, Precision, Sensitivity, and Specificity mean? How can we make AI explore the data for other patterns? We don't need to know the technical details but if a regulator asks about these subjects we should understand their direction.

    If AI isn't in your modality yet, it will be, and soon. Data is everywhere and everyone has a computer and display they carry with them 99% of the time.


    Today, its AI, but something is coming tomorrow. If you want to be an effective communicator learn about tech before being asked in a meeting about it.


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    Edward Panek
    VP, QA/RA
    Med Device
    USN Veteran
    Research into Neural Nets - https://www.twitch.tv/edosani
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  • 3.  RE: Skills needed by regulatory professionals

    Posted 19-Jan-2023 10:39
    Ed,

    Thanks for taking the time to provide your ideas for the session on AI that you believe should be included in the RAPS Certificate in Effective Communication.  You have provided serveral good ideas, however, it would be interesting to find out even more details about your vision for the content of the program that you are suggesting. Then we can find out if people are interested in attending the session. 

    Would you be willing to provide ten questions about the information that the session would cover? Then we can ask for additional ideas on the topic and whether the people in this discussion group believe there would be interest in the session.

    Thanks again for your time and interest in helping educate our colleagues in the health care profession.



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    Nancy Singer JD, FRAPS, RAC
    President, Compliance-Alliance
    Newport Coast CA
    United States
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  • 4.  RE: Skills needed by regulatory professionals

    Posted 17-Jan-2023 17:48
    Running effective meetings is already covered in the current course content but something to continue doing if not emphasize.  Would you consider a course on effective thinking? Part of the course could be around the mental models regulatory affair professionals consistently use and how to understand, leverage, and communicate those to others.  Another nuance of that course could be content emphasized in Five Elements of Effective Thinking by Edward Burger and Michael Starbird or creative thinking described in John Maxwell's Thinking for a Change.  Increasing our ability to think well and to relate that knowledge to others is an important skill.  Thanks for working on these courses and asking for input.

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    Andrew Hadd
    Director of Regulatory Affairs
    Austin TX
    United States
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  • 5.  RE: Skills needed by regulatory professionals

    Posted 19-Jan-2023 10:44
    Andrew,

    Thanks for taking the time to provide your ideas for the session on effective thinking that you believe should be included in the RAPS Certificate in Effective Communication.  You have provided serveral good ideas and helpful resources. It would be great if we could learn even more details about your vision for the content of the program.Then we can find out if people are interested in attending the session. 

    Would you be willing to provide ten questions about the information that the session would cover? Then we can ask for additional ideas on the topic and whether the people in this discussion group believe there would be interest in the session.

    Thanks again for your time and interest in helping educate our colleagues in the health care profession.



    ------------------------------
    Nancy Singer JD, FRAPS, RAC
    President, Compliance-Alliance
    Newport Coast CA
    United States
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  • 6.  RE: Skills needed by regulatory professionals

    Posted 06-Feb-2023 10:18

    Nancy,

    Thank you for the follow up and work you are doing in this area.  Please see below for a collection of questions that may be applicable to fostering "good thinking" skills for regulatory professionals.  I hope the questions provide clarity on the goals for those sessions and might be useful as you and your team consider content.  Please note that examples are shared in the first person because anything in the list below is something I am still working on and feel like I am far from doing well.     
    Cheers, Andrew Hadd.


    1. Am I learning to think strategically and for the long-term?
    This regulatory affairs role has a wonderful mixture of short-term problem resolution and long-term strategy and implications thinking.  The RAPS session, "Achieving Medical Device Development Success Through Early Implementation of Regulatory, Reimbursement and Clinical Research Strategies" that Carla Wiese, Edward Black, and Vincent Legay hosted in June 2020 has a great mixture of combining current activities with effective outcomes.  Being able to link our understanding of regulatory requirements with these practical applications is important. 
     
    2. Am I falling for a narrative fallacy instead of examining the supporting evidence?
    The products of our companies have tremendous potential to impact human health. Herein it has become important for me to make sure I am following the argument well and asking good questions about purpose and assumptions.  Nassim Talib, in his book The Black Swan: The Impact of the Highly Improbable, suggests that "the narrative fallacy is associated with our vulnerability to overinterpretation and our predilection for compact stories over raw truths...the narrative fallacy severely distorts our mental representation of the world."  Developing habits of asking good questions can start to address my own biases in a situation.  I hope through that process to improve my tendency to buy into a narrative without considering the supporting evidence for it.

    3. Am I buying into an assertion or an argument?
    I can find it easy to accept certain assertions and need to take time to understand what information could be missing, what else might be needed to support a particular intended use or how could an outside regulatory authority evaluate the same data.  Developing this habit and ability to stay objective is challenging for me. For this, I am so grateful that I have a great place to work and an amazing team in our regulatory affairs department.  We've created time in our week to discuss issues and potential solutions.  Their perspective (and among our colleagues in RAPS) is invaluable and something to foster in our roles. 

    4. Do I know the fundamentals?
    Edward Burger and Michael Starbird wrote an excellent book, The 5 Elements of Effective Thinking, in which they make a great case for the power of understanding the basics in any field.  In one story they cite Tony Plog, an acclaimed trumpet player working with advanced students through difficult sections of their pieces.  Tony brings them back to playing scales.  This seems simplistic to the students until he plays them with a stunning finesse and resonant beauty.  He later explained to his students that "mastering an efficient, nuanced performance of simple pieces allows one to play spectacularly difficult pieces with greater control and artistry."  For my tendency to rely on intuition or assumed knowledge about a topic, going back to fundamentals can be essential for success and providing greater support to my company and projects. 

    5. Are we approaching the problem creatively?
    We are often working with groups of people on complex tasks, short deadlines and large consequences for getting it wrong.  John Maxwell's book, Thinking for a Change, has a great chapter on unleashing the power of creative thinking.  In it he asks 7 questions that I have found useful in my own work and interacting with project teams:
    1. Why must it be done this way?
    2. What is the root problem?
    3. What are the underlying issues?
    4. What does it remind me of?
    5. What is the opposite?
    6. Why is it important?
    7. Who has a different perspective on this?
    6. Am I embracing the lessons from reflective thinking?
    This concept is from another chapter in Maxwell's book, Thinking for a Change, in which he provides a foundation for building habits on reflecting about the week, the month and the year.  He has tools for taking notes and questions to consider after a meeting, conference or training session.  I am not good at this yet but find if I can sneak in time to ask what went well, what didn't go so well and what can I learn from it, that I am getting better over time. Reflective thinking is quite powerful, and something easily overlooked.

      7. Do I have a pilot's "pre-flight checklist" mentality?
      We have tremendous responsibilities in RA and provide essential information to navigate the regulatory landscape and bring good products to market that benefit others.  When I first started in the role I found myself addressing many different issues (like all of us).  Further, I was getting involved in side-topics outside of my immediate responsibilities or over-committing to tasks.  Kudos to Wolfgang Jani, a career- and life-coach I met when we lived in Budapest, for his advice. He helped me work out a "pre-flight" checklist to help manage my role and decision making.  I printed out this version and taped it on my desk near my monitor:
      • WHY IS THIS [email, task, project, etc] IMPORTANT?
      • IS THIS MY JOB?
      • DO I NEED TO REPLY TO THIS EMAIL?  NOW?
      • DO I UNDERSTAND MY ANSWER?
      • IS MY ANSWER CONSISTENT WITH REGULATORY REQUIREMENTS?
      • WHAT ELSE IS IMPORTANT TO KNOW BEFORE I ANSWER?
      • AM I ALIGNED WITHIN REGULATORY AFFAIRS? WITH MY BOSS? 
      • WHO IS RESPONSIBLE FOR THIS TASK? 
      • WHO ELSE CAN DO THIS WORK?
      • IF SOMEONE ELSE NEEDS TO DO THIS, HAVE I SPOKEN WITH THEM?
      • IF I AGREE TO DO THIS, CAN I DELIVER?  BY WHEN?  HAVE I CLOSED OUT OTHER TASKS BEFORE COMMITTING?

        8. Am I thinking relationally and personally?
        Relationships matter. People are important and bring to any meeting or discussion a vast history or personal perspective that influences the conversation and paths taken.  It is hard work for me to see that sometimes and reminds me of a great quote from the book A Gentlemen in Moscow. "For that matter, what can a first impression tell us about anyone? Why, no more than a chord can tell us about Beethoven, or a brushstroke about Botticelli.  By their very nature, human beings are so capricious, so complex, so delightfully contradictory that they deserve not only our consideration, but our reconsideration and our unwavering determination to withhold our opinion until we have engaged with then in every possible setting at every possible hour."  Therefore, taking time to get to know others can make a huge impact in the quality of our work and roles.  To this end, I credit Leslie Cruz for instigating a "My Journey" exercise for our RA team.  This involved sharing 3 to 5 slides about your career, family, interests and dreams. It was scary at first but has become a great point of connection for us and for any new people joining our team.  

         
        9. Do I have sustainable habits for sleep, exercise, good food and great friends?
        This may not be as directly related to thinking well but, according to Lisa Feldman Barret, a renowned neuroscientist and psychologist, "Literally, if there was only one thing you could do in your life, only one, it would be to sleep a decent amount every day [The Knowledge Project with Shane Parrish, Episode 92]."  Without sleep, and I would add, exercise, eating well and setting aside time for friendships we are unable to live well much less able to do our jobs to the best of our abilities.  We can overwork and shame sleep, and trust me, I tried to do so for too many years, but the short-term gains are completely not worth the long-term costs in health and relationships. 

         
        10. Am I growing spiritually? Do I see a bigger story and picture outside of myself and circumstances?
        My faith tradition, like many others, encourages set aside times to pray and read Scripture.  I don't think I understood (understand) this habit as well but think that in our current culture, something that is quiet and draws us into a story much larger than we can imagine seems critical.  Even if not for religious reasons per se but just 5 minutes of breathing exercises or going outside to stare at flower could make a huge difference in our lives, perspectives, care for others, humility, gratitude and joy.
         


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        Andrew Hadd
        Director of Regulatory Affairs
        Austin TX
        United States
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      • 7.  RE: Skills needed by regulatory professionals

        Posted 08-Feb-2023 12:08

        Andrew,

        Thanks so much for spending the time to provide an in-depth explanation of your ideas. They seem very interesting. It would be great if others in the RAPS community would comments about how the content would help them and their colleagues.

        Andrew - If we get responses, I hope you will continue to participate in the discussion.



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        Nancy Singer JD, FRAPS, RAC
        President, Compliance-Alliance
        Newport Coast CA
        United States
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      • 8.  RE: Skills needed by regulatory professionals

        Posted 18-Jan-2023 06:12

        Thank you for soliciting input!

        I think covering how to tailor messaging to different audiences should be a key component - even if the underlying goal and content are the same, the approach and method of communication should differ between the various groups with which a Regulatory Affairs Professional interacts. Some key groups I believe are important (though others may be added as well):

        • Internal company SMEs/technical experts (formulation development, clinical development, device development, manufacturing, quality, etc.)
        • Other Regulatory Affairs teams/personnel
        • Other internal functions (commercial/marketing, program management, finance, etc.)
        • Senior Management [*which you already have covered in an existing course]
        • Regulatory Affairs Peers within industry
        • Regulatory Authority personnel
        Best of luck; I think these will be valuable to the community!

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        Jonathan Amaya-Hodges
        Director, Technical Services
        Sharon MA
        United States
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      • 9.  RE: Skills needed by regulatory professionals

        Posted 19-Jan-2023 10:52
        Jonathan,


        Thanks for taking the time to provide your ideas on the session for how regulatory professionals should tailor their messages to different audiences in the
        RAPS Certificate in Effective Communication.  We appreciate your listing the different audiences that regulatory professionals need to communicate with. Would you be wiill to proivde an explanation of how you would approach each audience? Then we can find out if people are interested in attending the session. 

        Thanks again for your time and interest in helping educate our colleagues in the health care profession.



        ------------------------------
        Nancy Singer JD, FRAPS, RAC
        President, Compliance-Alliance
        Newport Coast CA
        United States
        ------------------------------



      • 10.  RE: Skills needed by regulatory professionals

        Posted 18-Jan-2023 10:50
        Definitely agree with the topics already listed - an excellent core.  Three quick suggestions:

        1) I would also include training on bias and cultural awareness - adapting our style to more effectively communicate with people from diverse backgrounds is important. 
        2) I also like the suggestion from Andrew on effective thinking - I would expand that to include strategies to keep calm and focused in times of crisis.  This would apply to situations such as responding effectively on the spot in high-stakes meetings as well as communicating effectively to your team during times such as potential recalls due to unexpected adverse events, unexpected regulator inspections, etc. 
        3) Last but not least, as we move to a paradigm where more and more of our interactions with regulators are through virtual meetings, it will be important to cover strategies to make those types of meetings as effective as possible.

        Thanks for bringing this topic to the forum!

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        Catherine Anderson PhD, RAC
        Senior Manager - Regulatory CMC
        Hillsborough NC
        United States
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      • 11.  RE: Skills needed by regulatory professionals

        Posted 19-Jan-2023 10:58
        Catherine,
        Thanks so much for adding your ideas for courses that have been suggested. As we find out about of the vision of the people who suggested each session, I hope you will continue to contribute your thoughts.

        With warm regards,

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        Nancy Singer JD, FRAPS, RAC
        President, Compliance-Alliance
        Newport Coast CA
        United States
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